Andrew Peter O'COnnor

Current Employers

Employment History

• 12/2015 → 09/2016
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
• 11/2016 → 03/2018
  Scottrade Inc.
  St. Louis, MO
• 03/2018 → Present
  Royal Alliance
  Garden City, NY
• 11/2015 → 09/2016
  Merrill Edge
  Jacksonville, FL
• 11/2016 → 02/2019
  Scottrade
  Commack, NY
• 03/2018 → 09/2020
  Gateway Investments
  Garden City, NY
• 10/2020 → Present
  Upside Lab Advisors Inc.
  Huntington, NY

Previous Registrations

• 2018-03-06 → 2020-09-02
  Osaic Wealth, Inc.
  Garden City, NY
• 2017-06-05 → 2018-03-09
  Scottrade Investment Management
  Saint Louis, MO

Other Businesses

1)FAMOC INC. POSITION: owner NATURE: Compliance , consulting. Delegate FLS for ME Thomas Santucci. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 25 START DATE: 10/06/2009 ADDRESS: 70 Chestnut Street, Huntington NY 11743, United States DESCRIPTION: Compliance for firm. 2)THE FOX HOLLOW POSITION: Bartender NATURE: LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 07/16/2019 ADDRESS: 7755 Jericho Tpke, Woodbury NY 11797, United States DESCRIPTION: Serve beverages to guests for weddings and other events. 3)GATEWAY INVESTMENTS LLC. POSITION: Compliance Officer/ Finacial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 32 START DATE: 03/05/2018 ADDRESS: 390 Old Country Rd, 2nd floor, Garden City NY 11530, United States DESCRIPTION: Financial Advisor

Exams

• S66 Uniform Combined State Law Examination
  2017-06-01
• S63 Uniform Securities Agent State Law Examination
  2009-08-10

Other Names

• Andrew Oconnor
• Andrew Peter Oconnor
• Andrew Peter O'COnnor