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Michelle S Dow

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Walnut Creek, CA

Napa, CA

Walnut Creek, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-10-24
CA RA APPROVED 2014-06-04
  • TX RA
    APPROVED
    Since 2014-10-24
  • CA RA
    APPROVED
    Since 2014-06-04

Branch Locations

Walnut Creek, CA • United States

700 Main St, Napa, CA 94559 • United States

1331 N California Blvd, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Walnut Creek CA 07/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-02
  • S66 Uniform Combined State Law Examination
    2014-06-02
Other Names
  • Michelle Marie Smacchia
  • Michelle Marie Smacchia

View on SEC IAPD

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