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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-08-10 |
| TX | RA | APPROVED_RES | 2017-02-13 |
| WI | RA | APPROVED | 1993-06-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Racine | WI | 06/1993 | Present |
Name/Address: Roma Lodge 7130 Spring St. Racine WI 53406 Start Date: 2/23/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Investment/Finance Committee Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-02 |
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