Ronald David Scott

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-01-21
NY	RA	APPROVED	2026-01-16
TX	RA	APPROVED	2026-01-16

FL RA
APPROVED

Since 2026-01-21
NY RA
APPROVED

Since 2026-01-16
TX RA
APPROVED

Since 2026-01-16

Branch Locations

Naples, FL • United States

5786 Widewaters Pkwy Suite 2, Syracuse, NY 13214-3500 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Syracuse	NY	02/2007	01/2026
Rbc Capital Markets, Llc	Syracuse	NY	01/2026	Present

02/2007 → 01/2026

Ubs Financial Services Inc.

Syracuse, NY
01/2026 → Present

Rbc Capital Markets, Llc

Syracuse, NY

Previous Registrations

2007-02-09 → 2026-01-27

Ubs Financial Services Inc.

Syracuse, NY

Weehawken, NJ

Dewitt, NY

Syracuse, NY

Naples, FL

Skaneateles, NY

Naples, FL
1999-05-14 → 2007-02-09

Keybanc Capital Markets Inc.

Syracuse, NY

Dewitt, NY

Other Businesses

1) Name of Business: Property Title under Ronald Scott./ Address: 781 Wiggins Lake Dr #104 Naples FLUnited States 34110./ Investment Related: Yes./ Nature: Seasonal condo rental./ Role: Proprietor / owner./ Duty: Interaction with tenant./ Start Date: 5/15/2023./ Time Required: No.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-10-13
S63	Uniform Securities Agent State Law Examination	1991-12-13

S65 Uniform Investment Adviser Law Examination

1995-10-13
S63 Uniform Securities Agent State Law Examination

1991-12-13

View on SEC IAPD