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Current Employers
Western Wealth Management Llc

14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2016-06-22
  • CO RA
    APPROVED
    Since 2016-06-22

Branch Locations

400 Inverness Pwky Suite 270, Englewood, CO 80112 • United States

14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Greenwood Village CO 04/2013 Present
Western Wealth Management, Llc (Firm Crd # 283545) Englewood CO 06/2016 Present
  • 04/2013 → Present
    Lpl Financial, Llc
    Greenwood Village, CO
  • 06/2016 → Present
    Western Wealth Management, Llc (Firm Crd # 283545)
    Englewood, CO
Previous Registrations
  • 2013-05-14 → 2016-06-22
    Western Wealth Management Llc
    Golden, CO
    Greenwood Village, CO
  • 2012-03-12 → 2013-04-29
    Pnc Managed Account Solutions, Inc.
    Englewood Village, CO
  • 2011-06-07 → 2011-07-20
    Castle Rock, CO
Other Businesses

(1) 5/14/2013: REGISTERED INVESTMENT ADVISOR - WESTERN WEALTH MANAGEMENT, LLC - RIA - GREENWOOD VILLAGE, CO. (2) 5/14/2013: DBA ONLY - WESTERN WEALTH MANAGEMENT, LLC - GREENWOOD VILLAGE, CO. (3) 11/27/2013 - DBA ONLY - DURABLE WEALTH MANAGEMENT - GREENWOOD VILLAGE, CO. (4) 5/28/2014: OTHER - FIREARM INSTRUCTION - TIME SPENT 1%. (5) 6/19/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/15/2020 - 2 Hours Per Month/0 Hours During Securities Trading. (6) 11/30/2021 - Durable Properties - Investment Related - At Reported Business Location(s) & 3709 Primrose Lane Castle Rock, CO 80109 - Real Estate Rental - Start Date: 01/15/2022 - 1 Hour Per Month/0 Hours During Securities Trading - Plans to rent out primary residence beginning 2022.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-04
S63 Uniform Securities Agent State Law Examination 1992-10-22
  • S65 Uniform Investment Adviser Law Examination
    2011-06-04
  • S63 Uniform Securities Agent State Law Examination
    1992-10-22

View on SEC IAPD

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