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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2016-06-22 |
Branch Locations
400 Inverness Pwky Suite 270, Englewood, CO 80112 • United States
14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Greenwood Village | CO | 04/2013 | Present |
| Western Wealth Management, Llc (Firm Crd # 283545) | Englewood | CO | 06/2016 | Present |
(1) 5/14/2013: REGISTERED INVESTMENT ADVISOR - WESTERN WEALTH MANAGEMENT, LLC - RIA - GREENWOOD VILLAGE, CO. (2) 5/14/2013: DBA ONLY - WESTERN WEALTH MANAGEMENT, LLC - GREENWOOD VILLAGE, CO. (3) 11/27/2013 - DBA ONLY - DURABLE WEALTH MANAGEMENT - GREENWOOD VILLAGE, CO. (4) 5/28/2014: OTHER - FIREARM INSTRUCTION - TIME SPENT 1%. (5) 6/19/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/15/2020 - 2 Hours Per Month/0 Hours During Securities Trading. (6) 11/30/2021 - Durable Properties - Investment Related - At Reported Business Location(s) & 3709 Primrose Lane Castle Rock, CO 80109 - Real Estate Rental - Start Date: 01/15/2022 - 1 Hour Per Month/0 Hours During Securities Trading - Plans to rent out primary residence beginning 2022.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-22 |
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