Best Investors Account Sign in
Inactive

Christopher J Shaw

Nfsg Corporation

Belmont, NC

Boca Raton, FL

Claim This Profile
Current Employers
Nfsg Corporation

1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-24
NC RA APPROVED 2021-01-13
  • TX RA
    APPROVED_RES
    Since 2022-01-24
  • NC RA
    APPROVED
    Since 2021-01-13

Branch Locations

Glenway Commons Blvd 100 Glenway Street, Ste J, Belmont, NC 28012 • United States

1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Kalos Capital Inc Alpharetta GA 08/2011 05/2019
Clear Markets North America Charlotte NC 08/2013 Present
Cjs Wealthmanagement Belmont NC 10/2017 Present
The Prudential Insurance Company Of America Charlotte NC 05/2019 09/2020
Pruco Secuities Llc Charlotte NC 05/2019 09/2020
Newbridge Securities Corporation Belmont NC 09/2020 05/2023
Newbridge Financial Services Group, Inc Belmont NC 09/2020 Present
  • 08/2011 → 05/2019
    Kalos Capital Inc
    Alpharetta, GA
  • 08/2013 → Present
    Clear Markets North America
    Charlotte, NC
  • 10/2017 → Present
    Cjs Wealthmanagement
    Belmont, NC
  • 05/2019 → 09/2020
    The Prudential Insurance Company Of America
    Charlotte, NC
  • 05/2019 → 09/2020
    Pruco Secuities Llc
    Charlotte, NC
  • 09/2020 → 05/2023
    Newbridge Securities Corporation
    Belmont, NC
  • 09/2020 → Present
    Newbridge Financial Services Group, Inc
    Belmont, NC
Previous Registrations
  • 2019-05-16 → 2020-09-15
    Charlotte, NC
    Belmont, NC
  • 2017-01-30 → 2019-05-09
    Kalos Management
    Belmont, NC
    Ponte Vedra Beach, FL
    Belmont, NC
Other Businesses

(1) RESURGENCE PPG POSITION: Treasurer Bookkeeper: Update position - I do not sign any checks and also have no access to funds. Resurgence PPG is a disabled veteran owned and operated, 501(c)(3) nonprofit charity that strives to provide therapy and rehabilitation to disabled, injured, and ill service members and veterans through the liberation of personal flight experienced via powered paragliding. These adventures are provided at no cost to the service member/veteran and are only made possible through the donations and support of corporations and individuals like you. Please click on the donations page to make a donation to bring flight to those that have given so much. INVESTMENT RELATED: No, NUMBER OF HOURS: 4, SECURITIES TRADING HOURS: 0 START DATE: 07/03/2017 ADDRESS: 116 Missouri Lane, Mount Holly NC 28120, United States, DESCRIPTION: Advice and help with Marketing and Promotions, to expand PPG's footprint in the Veteran Non-Profit space. (2) CJS WEALTH MANAGEMENT (DBA): POSITION: owner/President, NATURE: Finance and Insurance, INVESTMENT RELATED: YES, NUMBER OF HOURS: 160, SECURITIES TRADING HOURS: 160, START DATE: 10/02/2007 ADDRESS: 100 Glenway St, Suite J, Belmont NC 28012, United States, DESCRIPTION: financial advisor. (3) CJS WEALTHMANAGEMENT(DBA): INSURANCE AGENT - Fixed Indexed Annuities, LIFE Insurance, 100 Glenway Street, Belmont, NC 28012. (4) CLEAR MARKETS NORTH AMERICA: POSITION: A BOARD DIRECTOR, NATURE: Finance and Insurance, INVESTMENT RELATED: No, NUMBER OF HOURS: 2, SECURITIES TRADING HOURS: 0, START DATE: 08/19/2013 ADDRESS: 831 EAST MOREHEAD ST, Suite 150, Charlotte NC 28202, United States. DESCRIPTION: ENSURE THE COMPANY'S PROSPERITY BY COLLECTIVELY DIRECTING THE COMPANY'S AFFAIRS, WHILST MEETING THE APPROPRIATE INTERESTS OF ITS SHAREHOLDERS AND STAKEHOLDERS. IN ADDITION TO BUSINESS AND FINANCIAL ISSUES, BOARDS OF DIRECTORS MUST DEAL WITH CHALLENGES AND ISSUES RELATING TO CORPORATE GOVERNACE CORPORATE SOCIAL RESPONSIBILITY AND CORPORATE ETHICS. (5) SOUTH POINT HIGH SCHOOL HEAD SOCCER COACH HIGH SCHOOL - 01/2024 - HEAD VARSITY COACH - ONGOING TO EACH SEASON - COACH THE SKILLS NEEDED TO HELP 14- TO 18-YEAR-OLD IMPROVE THEIR ALL-AROUND SOCCER ABILITIES, SKILLS, TACKTICAL, TECHNICAL. WHEN NEEDED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-30
S63 Uniform Securities Agent State Law Examination 2011-12-15
S66 Uniform Combined State Law Examination 2006-09-14
  • S65 Uniform Investment Adviser Law Examination
    2017-01-30
  • S63 Uniform Securities Agent State Law Examination
    2011-12-15
  • S66 Uniform Combined State Law Examination
    2006-09-14
Other Names
  • Christopher John Shaw
  • Chris Shaw

View on SEC IAPD

More in Belmont, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor