John Patrick Walsh

Current Employers

Employment History

• 02/2016 → Present
  World Equity Group
  Morristown, NJ

Previous Registrations

• 2012-08-28 → 2016-02-29
  Capitol Securities Management, Inc.
  Hickory, NC
  Glen Allen, VA
  Glen Allen, VA
  Morristown, NJ
  Glen Allen, VA
  Boston, MA
  Milford, DE
  Basking Ridge, NJ
  Newark, NJ
  Hickory, NC
• 2004-03-19 → 2009-04-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Florham Park, NJ
  Florham Park, NJ

Other Businesses

1) Insurance through THE WEALTH ADVISORY GROUP (dba), Investment Related, Started 3-1-16, Approx 15 hrs/mo, all during trading hours, 33 Washington St., Morristown, NJ 07960, Nature: Fixed and Long Term Care Insurance Sales, Managing Partner/Agent, Sell insurance to clients if needed, ancillary to brokerage business. 2) THE WEALTH ADVISORY GROUP, LLC (dba), Investment Related, Started 3-1-16, Approx 40+ hrs/mo, all during trading hours, 33 Washington St., Morristown, NJ 07960, Nature: Brokerage and Advisory Services through WEG, Managing Partner. 3) MORRISTOWN PARTNERSHIP - Started 4-1-18, BOARD SECRETARY. 14 MAPLE AVE., STE. 201, MORRISTOWN, NJ 07960, NATURE: SPECIAL INCENTIVE DISTRICT BOARD MEMBER, WORK WITH TOWN OFFICIALS TO PROMOTE LOCAL BUSINESS AND ATTRACTIONS/OVERSIGHT. NOT INVESTMENT RELATED, NO COMPENSATION. 1 HR/MONTH, NONE DURING TRADING HOURS. 4) Morristown Field Club, Not Investment Related, Started 7-9-20, Approx 2 hers/mo, none during trading hours, 168 James St., Morristown, NJ 07960, MFC is a tennis, paddle and pickle ball club, Position: Board Member/Director Men's Tennis, Duties: Run the men's tennis teams and club tournaments. Member of board. 5) Synergi Partners; Not Investment Related; Address: 151 W Evans St, Florence SC 29501; Nature of Business: Synergi Partners, Inc. a privately-owned incentive and tax credit consulting and processing company in the United States.; Position: Referral Agent; Start Date: 05.27.22; Approx. No of Hrs./month devoted to OBA: 5 Hrs.; No of Hrs. devoted to OBA during securities trading hours: 1; Duties to the OBA: Provide referrals to Synergi Partners through Dan Beirals. They will determine if the company qualifies for the Cares Act Employee Retention Credit. Supply Synergi with referrals and would receive a referral fee. 6) Cornerstone Family Programs; Not Investment Related; 80 Washington St, Morristown, NJ 07960; Nature of OBA: Board Member. Programs provide families in need with schooling, aftercare and support; Posn/title: Board Member; Started 01/02/23; Approx. No of Hrs/Month: 5 Hrs; Hrs during Trading Hrs: ZERO; Duties: Support for Administrative team and supervision.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-10-09
• S63 Uniform Securities Agent State Law Examination
  1992-08-11