Nicholas Edward Giordano

Current Employers

&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2023-11-09

VA RA
APPROVED

Since 2023-11-09

Branch Locations

Midlothian, VA • United States

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

40 Burton Hills Blvd. Suite 350, Nashville, TN 37215 • UNITED STATES

4480 Cox Road Suite 103, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	St. Louis	MO	07/2004	07/2023
Ampersand Partners	St. Louis	MO	08/2023	09/2023
&Partners Llc	Nashville	TN	10/2023	Present

07/2004 → 07/2023

Wells Fargo Advisors Llc

St. Louis, MO
08/2023 → 09/2023

Ampersand Partners

St. Louis, MO
10/2023 → Present

&Partners Llc

Nashville, TN

Previous Registrations

2016-11-22 → 2023-07-17

Wells Fargo Clearing Services, Llc

St. Louis, MO

Philadelphia, PA

St. Louis, MO

Allentown, PA

Allentown, PA

Allentown, PA

Allentown, PA

Philadelphia, PA

Scranton, PA

Lemoyne, PA

Richmond, VA

Richmond, VA

Richmond, VA

Other Businesses

"AROUND STARTING YOUR CAREER"; NOT INV RELATED; UNIVERSITY CITY, MO; BOOK; AUTHOR; START 3/1/2014; 20 HOURS PER MONTH, 0 DURING TRADING; WRITING BOOK. WRITING A FICTIONAL SCREENPLAY, NOT INV RELATED, PHILADELPHIA, PA, 50% OWNER, START 3/6/2017, 12 HOURS PER MONTH/0 DURING TRADING, DUTIES: WRITING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-11-22

S66 Uniform Combined State Law Examination

2016-11-22

View on SEC IAPD