Matthew Joseph Rogers

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-06-05
ME	RA	APPROVED	2014-05-20

TX RA
APPROVED

Since 2014-06-05
ME RA
APPROVED

Since 2014-05-20

Branch Locations

Falmouth, ME • United States

Two Portland Square, 7Th Floor, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates Inc	Portland	ME	05/2014	Present

05/2014 → Present

Raymond James & Associates Inc

Portland, ME

Previous Registrations

2002-09-25 → 2014-05-28

Ubs Financial Services Inc.

Portland, ME

Portland, ME

Other Businesses

(1)Name of Business: Address: 10 Streamwood Lane, Falmouth, ME, 04105, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 11/10/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I had a book on coaching published

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-07-01
S63	Uniform Securities Agent State Law Examination	1991-11-07

S65 Uniform Investment Adviser Law Examination

1993-07-01
S63 Uniform Securities Agent State Law Examination

1991-11-07

Other Names

Matt Rogers

View on SEC IAPD