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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| FL | RA | APPROVED | 2017-12-13 |
| NJ | RA | APPROVED | 2017-12-11 |
| TX | RA | APPROVED | 2017-12-11 |
Branch Locations
4114 Woodlands Parkway Suite 200, Palm Harbor, FL 34685 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Palm Harbor | FL | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. Purposeful Planning Institute; Not Investment related; Learning center; Dean of Collaboration (proprietor, partner, officer, director, employee, trustee, agent); Jul 2017; During business hours: 1; After business hours: 1; Responsible for coming up with ideas about how we might promote professional collaboration. I will be working in collaboration with others on the Council of Deans. 2. Synergy Summit; Not Investment related; Professional Organization; Chair (proprietor, partner, officer, director, employee, trustee, agent); Jan 2018; During business hours: 1; After business hours: 1; Chair all Executive Committee and Board Meetings for both organizations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-11 |
| S65 | Uniform Investment Adviser Law Examination | 1996-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-13 |
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