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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-02 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
2829 Townsgate Road Suite 200, Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Woodland Hills | CA | 06/2009 | 11/2016 |
| Morgan Stanley | Westlake Village | CA | 11/2016 | Present |
*403250 - Trust; Investment related -Yes; Newbury Park, California; Trustee; 07/2020; During business hours: 1; After business hours: 1;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-08 |
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