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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • CO RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

16 Inverness Place E Bldg E-200, Englewood, CO 80112 • United States

4770 Baseline Rd Suite 200, Boulder, CO 80303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 09/2013 Present
G&S Retirement Income Advisors Llc Englewood CO 12/2017 06/2021
J S Financial, Llc Englewood CO 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 09/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 12/2017 → 06/2021
    G&S Retirement Income Advisors Llc
    Englewood, CO
  • 06/2021 → Present
    J S Financial, Llc
    Englewood, CO
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2003-09-04 → 2013-09-03
    Walnut Street Securities, Inc.
    Englewood, CO
    Englewood, CO
Other Businesses

(1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 01/2001, 0HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE; (2) NAME OF OTHER BUSINESS: J S FINANCIAL, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 6/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (3) NAME OF OTHER BUSINESS: ST VINCENT DE PAUL ; INVESTMENT RELATED: NO ; ADDRESS: 8035 SO. QUEBEC ST, ENGLEWOOD, CO 80112 ; NATURE OF BUSINESS: CHURCH ; START DATE: 09/2022; POSITION/TITLE/RELATIONSHIP: PRESIDENT ; APX NUMBER OF HOURS PER WEEK: 4 ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: SEND EMAILS, REVIEW ALL CASE RECORDS, TRAIN NEW MEMBERS INTERACT WITH OTHER GROUPS ;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-12-11
  • S63 Uniform Securities Agent State Law Examination
    1998-12-11
Designations
Other Names
  • Joanne Scarborough
  • Joanne Palmieri
  • Joanne Scarborough Palmiere
  • Joanne Scarborough

View on SEC IAPD

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