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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-01-04 |
Branch Locations
2629 Townsgate Rd Suite 245, Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Thousand Oaks | CA | 10/1991 | 08/2023 |
| Osaic Wealth, Inc | Thousand Oaks | CA | 08/2023 | Present |
1. ROBERT CHOW, INVESTMENT RELATED,100 E. THOUSAND OAKS BLVD. #152 THOUSAND OAKS, CA. 91360, OWNER, STARTED 1991, 5 HOURS PER MONTH, 2 HOURS PER MONTH DURING STH, INSURANCE SALES. 2. CORPORATE REGISTERED INVESTMENT ADVISOR, ROYAL ALLIANCE, INVESTMENT RELATED, ONE WORLD FINANCIAL CENTER, 14TH FLOOR, NEW YORK, NY,INVESTMENT ADVISORY REP, STARTED 1/3/2011, 0 HOURS PER MONTH, 0 HOURS PER MONTH DURING STH, NONE. AFFILIATED ONLY. NOT CURRENTLY CONDUCTING BUSINESS. 2. ROBERT CHOW - INSURANCE POSITION: owner NATURE: sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1991 ADDRESS: 2629 Townsgate Rd.#245, Westlake Village CA 91361, United States DESCRIPTION: sell insurance according to client's needs.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-11-26 |
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