Sandra Jean Rose

Current Employers

Employment History

• 02/2021 → 05/2023
  Pruco Securities, Llc.
  New Canaan, CT
• 02/2021 → 05/2023
  Prudential Insurance Company Of America
  New Canaan, CT
• 01/2016 → 02/2021
  Aspire And Hamilton Cavanaugh
  White Plains, NY
• 05/2023 → Present
  Lpl Finanical Llc
  New Canaan, CT

Previous Registrations

• 2021-02-18 → 2023-05-19
  Pruco Securities, Llc.
  New Canaan, CT
  Shelton, CT
• 2019-06-10 → 2021-03-04
  Aspire Advisors, Llc
  North White Plains, NY
• 2014-02-18 → 2014-12-24
  Tiaa-Cref Individual & Institutional Services, Llc
  Stamford, CT
• 2009-01-21 → 2013-12-24
  Strategic Advisers Llc
  Greenwich, CT

Other Businesses

1) 05/02/2023 - NorthEast Referral Group - Investment Related - Wallingford, CT - Real Estate Rental - Real Estate Agent - Start Date 01/01/2008 - 0 Hours Per Month/0 Hours During Securities Trading - Time Spent 0% 2) 08/23/2023 - Prosperous Planning - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/28/2023 - 40 Hours Per Month/ 8 Hours During Trading 3) 12/06/2024 - Sikorsky Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/09/2024 - 60 hours per month/ during trading 4) 10/10/2025- Thompson Agency- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 09/30/2025- 4 Hours Per Month- 4 Hours During Trading 5) 10/10/2025- Northeast Brokerage, Inc.- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 10/08/2025- 5 Hours Per Month- 1 Hour During Trading 6) 11/07/2025 - Life Brokerage - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 10/30/2025 - 2 hours per month/ 1 hour during trading

Exams

• S66 Uniform Combined State Law Examination
  2009-01-20
• S63 Uniform Securities Agent State Law Examination
  1992-02-21

Designations