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Michael J. Germain

Strategic Advisers LLC

Fox River Grove, IL

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
WI RA APPROVED 2025-03-31
  • IL RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31
  • WI RA
    APPROVED
    Since 2025-03-31

Branch Locations

Fox River Grove, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
O'SHares Philadelphia PA 09/2016 02/2018
Ms Howells & Co Scottsdale AZ 09/2016 02/2018
Scura Paley Securities, Llc New York NY 02/2018 07/2021
Fidelity Investments Westlake TX 07/2021 Present
Fidelity Investments Boston MA 03/2025 Present
  • 09/2016 → 02/2018
    O'SHares
    Philadelphia, PA
  • 09/2016 → 02/2018
    Ms Howells & Co
    Scottsdale, AZ
  • 02/2018 → 07/2021
    Scura Paley Securities, Llc
    New York, NY
  • 07/2021 → Present
    Fidelity Investments
    Westlake, TX
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2021-10-04 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Fox River Grove, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-29
S63 Uniform Securities Agent State Law Examination 2005-10-21
  • S66 Uniform Combined State Law Examination
    2021-09-29
  • S63 Uniform Securities Agent State Law Examination
    2005-10-21
Other Names
  • Michael James Germain
  • Mike Germain

View on SEC IAPD

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