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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-28 |
| CA | RA | APPROVED | 2024-09-19 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-07-31 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bancwest Investment Services, Inc | Sacramento | CA | 01/2014 | 09/2021 |
| Lpl Enterprise, Llc | Roseville | CA | 03/2024 | Present |
| M Holdings Securities, Inc. | Portland | OR | 09/2021 | 08/2022 |
| Unemployed | Roseville | CA | 08/2022 | 03/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-14 |
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