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Prescott Valley, AZ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-06-21 |
| IN | RA | APPROVED | 2017-10-05 |
Branch Locations
4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New Life Financial Llc | Prescott Valley | AZ | 11/2012 | Present |
| Money Concepts Capital Corp | Palm Beachgardens | FL | 02/2013 | 08/2017 |
| Money Concepts Capital Corp. | Palm Beach Gardens | FL | 02/2013 | 08/2017 |
1. LEGACY SNOW BLOWING, 400 LEGACY BLVD., GREENWOOD, IN 46143, SOLE PROPRIETORSHIP/EMPLOYEE, REMOVING SNOW FROM DRIVEWAYS & SIDEWALKS, NON INVESTMENT REALATED BUSINESS, 20 HRS. MO. CONDUCTING THIS ACTIVITY. 2. New Life Financial-Weapons sales, 400 LEGACY BLVD GREENWOOD, IN 46143. I NOW HAVE A FEDERAL FIREARMS LICENSE AND WILL BUY, SELL, TRANSPORT AND HANDLE FIREARMS FOR CLIENTS. Non-investment related, 1-20% time spent on activity during non-securities hrs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-01 |
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