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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-30
  • TX RA
    APPROVED
    Since 2021-04-30

Branch Locations

35 Village Rd Ste 500, Middleton, MA 01949 • United States

Lynn, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Painewebber Incorporated Boston MA 01/1988 04/2021
Morgan Stanley Smith Barney Boston MA 06/2009 04/2021
Morgan Stanley Private Bank, National Association New York NY 01/2015 04/2021
Ameriprise Financial Services Llc Middleton MA 04/2021 Present
  • 01/1988 → 04/2021
    Painewebber Incorporated
    Boston, MA
  • 06/2009 → 04/2021
    Morgan Stanley Smith Barney
    Boston, MA
  • 01/2015 → 04/2021
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 04/2021 → Present
    Middleton, MA
Previous Registrations
  • 2017-08-28 → 2021-05-12
    North Palm Beach, FL
    Boston, MA
    Middleton, MA
  • 2002-12-17 → 2005-02-28
    Morgan Stanley Dw Inc.
    Boston, MA
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-28
S63 Uniform Securities Agent State Law Examination 1993-05-28
  • S65 Uniform Investment Adviser Law Examination
    2017-08-28
  • S63 Uniform Securities Agent State Law Examination
    1993-05-28
Other Names
  • Lina Marie Booker
  • Linda Marie Kennedy
  • Linda M Kennedy
  • Linda Marie Booker
  • Linda Marie Kennedy

View on SEC IAPD

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