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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-02-11
MD RA APPROVED 2009-11-20
  • PA RA
    APPROVED
    Since 2019-02-11
  • MD RA
    APPROVED
    Since 2009-11-20

Branch Locations

140 Paul Smith Boulevard, Hagerstown, MD 21740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Hagerstown MD 10/2009 Present
Raymond James Financial Services Advisors, Inc Hagerstown MD 11/2009 Present
Koons Family Llc Mont Alto PA 01/2006 Present
Previous Registrations
  • 2006-10-20 → 2009-10-05
    Frederick, MD
    New York, NY
    Frederick, MD
    Chambersburg, PA
  • 2005-09-16 → 2006-10-23
    Morgan Stanley Dw Inc.
    Frederick, MD
    Hagerstown, MD
    Hagerstown, MD
  • 1999-01-26 → 2005-09-28
    Legg Mason Wood Walker, Incorporated
    Hagerstown, MD
Other Businesses

(1)Name of Business: Ark Financial Advisors Address: 140 Paul Smith Blvd, Hagerstown, MD, 21740-6615, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor, Associate/Employee Investment Related: No Start Date: 01/25/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor ,Responsible for servicing clients, placing trades, on-boarding new clients, acquiring new business and growing assets under management.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-17
S63 Uniform Securities Agent State Law Examination 1991-11-19
  • S65 Uniform Investment Adviser Law Examination
    1994-08-17
  • S63 Uniform Securities Agent State Law Examination
    1991-11-19
Other Names
  • Denny Koons

View on SEC IAPD

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