Mark Todd Harvey

Current Employers

Mark T. Harvey Investments

Anaheim Hills, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2016-01-14

CA RA
APPROVED

Since 2016-01-14

Branch Locations

Anaheim Hills, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Harvest Finance & Mortgage, Inc	Irvine	CA	04/2002	Present

04/2002 → Present

Harvest Finance & Mortgage, Inc

Irvine, CA

Previous Registrations

2013-12-11 → 2015-12-31

Mark T. Harvey Investments

Anaheim Hills, CA

Other Businesses

1)HARVEST FINANCE AND MORTGAGE - MORTGAGE & REAL ESTATE BROKER 2) MARK HARVEY INSURANCE - FIXED INSURANCE SALES THROUGH VARIOUS INSURANCE COMPANIES.(LIFE,HEALTH,LTC,HOME, AUTO, DISABILITY). 3) Mark T. Harvey - Tax return preparation

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-11-04
S63	Uniform Securities Agent State Law Examination	2000-01-14

S65 Uniform Investment Adviser Law Examination

2013-11-04
S63 Uniform Securities Agent State Law Examination

2000-01-14

View on SEC IAPD