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10801 Main Street Suite 201, Bellevue, WA 98004-6366 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-08-16 |
| WA | RA | APPROVED | 2018-08-16 |
Branch Locations
10801 Main Street Suite 201, Bellevue, WA 98004-6366 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Paul R. Ried | Bellevue | WA | 07/1993 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 2001,< 1HR/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, ANNUITIES, AND LONG-TERM CARE; 2. TIMOTHY R. KIMMEL, NOT INVESTMENT RELATED, 10520 NE 125TH PLACE, KIRKLAND, WA 98034, RENTAL PROPERTY, START 09/22/2010, 0HRS/WK (NON-TRADING HOURS), OWNER; 3.NAME OF OTHER BUSINESS: MONSTER AND SEA INVESTMENT RELATED: NO ADDRESS: REDMOND WA 98052 NATURE OF BUSINESS: CHARITABLE START DATE: 2/2017 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER BRIEF DESCRIPTION OF DUTIES: COUNCIL TO THE OWNER ON BUSINESS & CHARITABLE DIRECTION;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-14 |
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