John Clement Polachek

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2023-09-01

IL RA
APPROVED

Since 2023-09-01

Branch Locations

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sagepoint Financial, Inc.	Phoenix	AZ	01/2009	09/2023
Osaic Wealth, Inc.	Chicago	IL	09/2023	Present

01/2009 → 09/2023

Sagepoint Financial, Inc.

Phoenix, AZ
09/2023 → Present

Osaic Wealth, Inc.

Chicago, IL

Previous Registrations

2006-01-30 → 2023-09-01

Osaic Services, Inc.

Chicago, IL
2004-06-17 → 2004-12-31

Sunamerica Securities, Inc.

Chicago, IL
1999-04-13 → 2004-04-14

Hornor, Townsend & Kent, Llc

Itasca, IL

Other Businesses

1. JOHN POLACHEK POSITION: Ins Agent NATURE: Individual INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/02/2010 ADDRESS: 1635 Belle Plainer Ave, Chicago IL 60613, United States DESCRIPTION: Sales and Service of traditional business

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-01-23
S63	Uniform Securities Agent State Law Examination	1991-10-16

S65 Uniform Investment Adviser Law Examination

1998-01-23
S63 Uniform Securities Agent State Law Examination

1991-10-16

View on SEC IAPD