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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-01-19
  • KS RA
    APPROVED
    Since 2024-01-19

Branch Locations

Manhattan, KS • United States

10925 Antioch Rd Suite 205, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rains Purinton Group Overland Park KS 03/2011 02/2021
Cetera Advisors Llc Denver CO 01/2013 11/2022
Prosperity Advisors, Llc Overland Park KS 01/2021 11/2022
Woodbury Financial Services Inc Overland Park KS 11/2022 01/2024
Osaic Wealth, Inc. Overland Park KS 01/2024 Present
  • 03/2011 → 02/2021
    Rains Purinton Group
    Overland Park, KS
  • 01/2013 → 11/2022
    Cetera Advisors Llc
    Denver, CO
  • 01/2021 → 11/2022
    Prosperity Advisors, Llc
    Overland Park, KS
  • 11/2022 → 01/2024
    Woodbury Financial Services Inc
    Overland Park, KS
  • 01/2024 → Present
    Overland Park, KS
Previous Registrations
  • 2022-11-30 → 2024-01-19
    Woodbury Financial Services, Inc.
    Overland Park, KS
  • 2012-03-26 → 2022-11-30
    Cetera Advisors Llc
    Overland Park, KS
    Overland Park, KS
    Overland Park, KS
    Overland Park, KS
Other Businesses

1. AD ASTRA INVESTMENT MANAGEMENT LLC POSITION: Office Manager NATURE: LLC / S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/30/2022 ADDRESS: 10925 Antioch Rd, Suite 205, Overland Park KS 66210, United States DESCRIPTION: Provide office management and administrative assistant duties, including client paperwork and service. 2. POWER OF ATTORNEY POSITION: Power of Attorney NATURE: Power of Attorney for daughter. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/16/2020 ADDRESS: 10925 Antioch Rd, Ste 205, Overland Park KS 66210, United States DESCRIPTION: Power of Attorney for daughter, effective immediately, but only used when needed, not on an active basis. 3. POWER OF ATTORNEY POSITION: Power of Attorney NATURE: Power of Attorney for son. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/12/2023 ADDRESS: 10925 Antioch Rd, Ste 205, Overland Park KS 66210, United States DESCRIPTION: Power of Attorney for son, effective immediately, used as needed. 4. NOTARY PUBLIC COMMISSION POSITION: Notary Public NATURE: Notarizing documents INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/11/2012 ADDRESS: 517 Stone Pointe Dr, #4B, Manhattan KS 66503, United States DESCRIPTION: Notarizing documents

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-24
S63 Uniform Securities Agent State Law Examination 1996-02-13
  • S66 Uniform Combined State Law Examination
    2012-03-24
  • S63 Uniform Securities Agent State Law Examination
    1996-02-13
Other Names
  • Maxine Weir
  • Maxine L Christensen

View on SEC IAPD

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