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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-01-19 |
Branch Locations
10925 Antioch Rd Suite 205, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rains Purinton Group | Overland Park | KS | 03/2011 | 02/2021 |
| Cetera Advisors Llc | Denver | CO | 01/2013 | 11/2022 |
| Prosperity Advisors, Llc | Overland Park | KS | 01/2021 | 11/2022 |
| Woodbury Financial Services Inc | Overland Park | KS | 11/2022 | 01/2024 |
| Osaic Wealth, Inc. | Overland Park | KS | 01/2024 | Present |
1. AD ASTRA INVESTMENT MANAGEMENT LLC POSITION: Office Manager NATURE: LLC / S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/30/2022 ADDRESS: 10925 Antioch Rd, Suite 205, Overland Park KS 66210, United States DESCRIPTION: Provide office management and administrative assistant duties, including client paperwork and service. 2. POWER OF ATTORNEY POSITION: Power of Attorney NATURE: Power of Attorney for daughter. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/16/2020 ADDRESS: 10925 Antioch Rd, Ste 205, Overland Park KS 66210, United States DESCRIPTION: Power of Attorney for daughter, effective immediately, but only used when needed, not on an active basis. 3. POWER OF ATTORNEY POSITION: Power of Attorney NATURE: Power of Attorney for son. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/12/2023 ADDRESS: 10925 Antioch Rd, Ste 205, Overland Park KS 66210, United States DESCRIPTION: Power of Attorney for son, effective immediately, used as needed. 4. NOTARY PUBLIC COMMISSION POSITION: Notary Public NATURE: Notarizing documents INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/11/2012 ADDRESS: 517 Stone Pointe Dr, #4B, Manhattan KS 66503, United States DESCRIPTION: Notarizing documents
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-13 |
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