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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-02
NY RA APPROVED 2021-06-29
VT RA APPROVED 2016-02-19
  • FL RA
    APPROVED
    Since 2026-03-02
  • NY RA
    APPROVED
    Since 2021-06-29
  • VT RA
    APPROVED
    Since 2016-02-19

Branch Locations

Nokomis, FL • United States

6319 Fly Road Suite 3A, East Syracuse, NY 13057 • United States

Syracuse, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 02/2013 Present
Berkshirebanc Investment Services East Syracuse NY 02/2013 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-09
S63 Uniform Securities Agent State Law Examination 1991-12-11
  • S65 Uniform Investment Adviser Law Examination
    2016-02-09
  • S63 Uniform Securities Agent State Law Examination
    1991-12-11

View on SEC IAPD

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