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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-02 |
| NY | RA | APPROVED | 2021-06-29 |
| VT | RA | APPROVED | 2016-02-19 |
Branch Locations
6319 Fly Road Suite 3A, East Syracuse, NY 13057 • United States
Syracuse, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 02/2013 | Present |
| Berkshirebanc Investment Services | East Syracuse | NY | 02/2013 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-11 |
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