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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-11-13 |
| TX | RA | APPROVED_RES | 1997-01-21 |
| DC | RA | APPROVED | 1995-05-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 09/1991 | Present |
| Bank Of America Na | Washington | DC | 01/2011 | Present |
(1)I*75271 FOR-PROFIT ORGANIZATION - POA, CHEVY CHASE, MARYLAND 20815 - INVESTMENT RLT'D - NO, HRS DEVOTED TO ACTIVITY - 1 HOUR(S) ANNUALLY, HRS DURING TRADING - 0, DATE ACTIVITY BEGAN 08/22/14, POSITION - FIDUCIARY; POA. I*85671 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ST. PATRICKS EPISCOPAL DAY SCHOOL INVESTMENT RELATED: Y ADDRESS OF BUSINESS: WASHINGTON, DISTRICT OF COLUMBIA 20007 NATURE OF BUSINESS: OTHER, SCHOOL POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 9/8/2015 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: KIDS' SCHOOL....SERVING ON THE INVESTMENT & FINANCE COMMITTEE (2)I*30753 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: COLLINS INSURANCE TRUST INVESTMENT RELATED: N ADDRESS OF BUSINESS: 5316 PORTSMOUTH RD, BETHESDA, MARYLAND 20816 NATURE OF BUSINESS: OTHER,INSURANCE TRUST POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 12:00:00 AM NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FIDUCIARY POSITIONS I*1023424 For profit or not for profit: Name of outside business organization: Balboa Island LLC Investment related: N Address of business: Washington, District of Columbia, 20016 Nature of business: ["Business or Industry Organization"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 10/15/2022 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Rental Property
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-13 |
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