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Jon Craig Swanson

Bok Financial Securities, Inc.

Tulsa, OK

Tulsa, OK

Tulsa, OK

Oklahoma City, OK

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Current Employers
Bok Financial Securities, Inc.

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2009-03-18
  • OK RA
    APPROVED
    Since 2009-03-18

Branch Locations

One Williams Center Plaza Southeast, Tulsa, OK 74172 • UNITED STATES

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

One Williams Center, Tulsa, OK 74172 • United States

499 West Sheridan Avenue 25Th, 26Th And 27Th Floors, Oklahoma City, OK 73102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bok Financial Securities, Inc. Tulsa OK 01/2009 Present
Bokf, Na Tulsa OK 01/2009 Present
Previous Registrations
  • 2008-01-03 → 2008-12-31
    First Wall Street Corp.
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-17
  • S66 Uniform Combined State Law Examination
    2005-10-17

View on SEC IAPD

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