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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2020-03-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Painewebber Incorporated | Mayaguez | PR | 02/1998 | Present |
| Ubs Financial Services Inc. | Mayaguez | PR | 02/1998 | Present |
1) CANROD CORPORATION. CABO ROJO, PR., NOT INVESTMENT RELATED. REAL ESTATE, TITLE - OWNER. 07/24/2003. 15 MIN/MONTH. /// 2) Fundacion de Criadores de Caballos de Puerto Rico/ INVESTMENT RELATED?: No / ADDRESS: Calle Gardenia 2453, Quebradillas, PR / NATURE OF THE BUSINESS: Trade Associaton for Horse Breeding/ POSITION: Board of Directors / DUTIES: To develop the breeding and Events of Paso Fino Horses / START DATE: 8-19-2022 / HOURS DEVOTED TO BUSINESS: One meeting per month /// 3) Coqui Enterprises, LLC; Mayaguez, Puerto Rico; the entity is open as an LLC under PR Law; Real Estate; this entity only hold ownership of raw land, no activity, no bank account no other asset that the plot of land; Proprietor / owner; "almost none... pay property taxes; Maintenance of the raw land; Start date: 6/29/2017
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-03 |
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