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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2014-05-14
  • IN RA
    APPROVED
    Since 2014-05-14

Branch Locations

10249 Auburn Road, Fort Wayne, IN 46825 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Fort Wayne IN 05/2014 Present
Raymond James Financial Services Advisors, Inc Fort Wayne IN 05/2014 Present
Previous Registrations
Other Businesses

(1)Name of Business: Fort Wayne Sister Cities International Address: 13619 Four Elms Trail, Fort Wayne, IN, 46845, United States Activity Type: Non profit Position/Title: Committee Member Investment Related: Yes Start Date: 07/17/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Volunteer for the finance committee and Plock committee\n (2)Name of Business: Simcox Financial Services Address: 10249 Auburn Rd, Fort Wayne, IN, 46825, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 05/09/2014 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor dfa Simcox Financial Services - clear through Raymond James Financial Services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-25
S63 Uniform Securities Agent State Law Examination 1991-11-14
  • S65 Uniform Investment Adviser Law Examination
    1994-01-25
  • S63 Uniform Securities Agent State Law Examination
    1991-11-14
Other Names
  • Steve Kucharski

View on SEC IAPD

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