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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2014-05-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Fort Wayne | IN | 05/2014 | Present |
| Raymond James Financial Services Advisors, Inc | Fort Wayne | IN | 05/2014 | Present |
(1)Name of Business: Fort Wayne Sister Cities International Address: 13619 Four Elms Trail, Fort Wayne, IN, 46845, United States Activity Type: Non profit Position/Title: Committee Member Investment Related: Yes Start Date: 07/17/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Volunteer for the finance committee and Plock committee\n (2)Name of Business: Simcox Financial Services Address: 10249 Auburn Rd, Fort Wayne, IN, 46825, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 05/09/2014 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor dfa Simcox Financial Services - clear through Raymond James Financial Services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-14 |
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