Joe Dennis Murray

Current Employers

Employment History

• 11/2012 → 09/2019
  Ifs Securities, Inc.
  Atlanta, GA
• 09/2019 → 12/2022
  J.W. Cole Financial, Inc
  Tampa, FL
• 09/2019 → 12/2022
  J.W. Cole Advisors, Inc.
  Tampa, FL
• 01/2023 → Present
  Cabot Lodge Securities Llc
  Schaumburg, IL
• 01/2023 → Present
  Cl Wealth Management Llc
  Schaumburg, IL

Previous Registrations

• 2019-09-30 → 2022-12-31
  J. W. Cole Advisors, Inc.
  Eureka Springs, AR
  Tampa, FL
• 2014-08-05 → 2019-09-28
  Sb Advisory, Llc
  Atlanta, GA
  Rogers, AR
• 1991-11-15 → 2012-11-08
  Ameriprise Financial Services, Llc
  Little Rock, AR
  Rogers, AR

Other Businesses

1) Eureka Designs, Not investment related, Holiday Island, AR, Proprietor, 11/2013, 6 hours per month, zero hours during trading hours, provide resort service including historical walking tours, weddings, and jewelry sales. 2) Dennis Murray, investment related, fixed life insurance and fixed annuity business, Holiday Island, AR, Agent, 11/1991, 40 hours per month, 4 hours per month during trading hours, sell fixed life and annuity products when appropriate for clients. 3) Neighborhood Financial Solutions, investment related, DBA for marketing my services as a financial advisor as part of my duties with Cabot Lodge Securities and CL Wealth Management, Financial Advisor, DATE, 40 hours per month,, 4 hours per month during trading hours, provide retail brokerage services and financial advisory services.

Exams

• S66 Uniform Combined State Law Examination
  2014-12-02
• S63 Uniform Securities Agent State Law Examination
  1991-09-24