Best Investors Account Sign in

Jeffrey Scott Roberts

Robert W. Baird & Co. Incorporated

Seattle, WA

Seattle, WA

Claim This Profile
Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-12-08
  • WA RA
    APPROVED
    Since 2021-12-08

Branch Locations

601 Union Street, Suite 4700, Seattle, WA 98101 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stockshield Llc Los Angeles CA 04/2020 04/2021
Unemployed Seattle WA 02/2020 04/2020
Adp Seattle WA 07/1998 01/2020
Baird Seattle WA 05/2021 Present
  • 04/2020 → 04/2021
    Stockshield Llc
    Los Angeles, CA
  • 02/2020 → 04/2020
    Unemployed
    Seattle, WA
  • 07/1998 → 01/2020
    Adp
    Seattle, WA
  • 05/2021 → Present
    Baird
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-08
S63 Uniform Securities Agent State Law Examination 2020-10-16
  • S65 Uniform Investment Adviser Law Examination
    2021-12-08
  • S63 Uniform Securities Agent State Law Examination
    2020-10-16
Other Names
  • Jeff Roberts

View on SEC IAPD

More in Seattle, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor