Mason Stanfield Flinn

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2020-02-28
TX	RA	APPROVED	2005-06-23

PA RA
APPROVED

Since 2020-02-28
TX RA
APPROVED

Since 2005-06-23

Branch Locations

300 Conshohocken State Rd, Conshohocken, PA 19428 • United States

25 Burlington Mall Rd Workplace Benefits, Burlington, MA 01803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	11/2004	Present

11/2004 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Other Businesses

I*3786277 Entity Type: N/A Name of OBA: Gulph Mill Golf Club Address: King of Prussia, Pennsylvania, 19046 Investment Related: No Position, Title, Association: Treasurer Employee Start Date: 03/15/2026 Number of Hours: 20, Yearly Number of Hours during trading: 1, Yearly Duties: Golf and social club Treasurer 1. My duty as Treasurer is to present to the board the financial health of the club. I will also present at the annual meeting a complete report of the financial affairs of the club, which report, together with the supporting accounts and records shall be audited by a Certified Public Accountant. 2. There is 12 Board Members. The Treasurer is one of 4 Officers and is not a board member.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-01-03
S65	Uniform Investment Adviser Law Examination	1997-03-12
S63	Uniform Securities Agent State Law Examination	1991-12-27

S66 Uniform Combined State Law Examination

2005-01-03
S65 Uniform Investment Adviser Law Examination

1997-03-12
S63 Uniform Securities Agent State Law Examination

1991-12-27