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3435 Wilshire Blvd 1100, Los Angeles, CA 90010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-03-10 |
Branch Locations
3435 Wilshire Blvd 1100, Los Angeles, CA 90010 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Los Angeles | CA | 06/2006 | 07/2021 |
| Mainstream Capital Partners | Los Angeles | CA | 06/2010 | Present |
| Raymond James Financial Services Advisors, Inc | Los Angeles | CA | 01/2009 | 07/2021 |
| Real Estate | Los Angeles | CA | 09/2010 | Present |
| Mainstream Capital Holdings (Shoedazzle) | Los Angeles | CA | 12/2010 | Present |
| United States Army National Guard | Los Alamitos | CA | 06/2006 | Present |
| Kemosabe Consulting | Los Angeles | CA | 01/2013 | Present |
| Mainstream Capital | Los Angeles | CA | 04/2014 | Present |
| Mainstream Capital Partners | Los Angeles | CA | 10/2013 | Present |
| 11Th Floor Holdings, Llc | Los Angeles | CA | 12/2021 | Present |
| Mainstream Capital Management | Los Angeles | CA | 04/2014 | Present |
1. MAINSTREAM CAPITAL HOLDINGS (SHOEDAZZLE); not investment related; LOS ANGELES, CA. GENERAL PARTNER IN RETAIL SHOE BUSINESS. 12/08/2010; 0 HOURS/month, 0 hours/TRADING HOURS. 2. Mainstream Capital Management - LOS ANGELES, CA. OWNER - RENTING OUT OFFICE SPACE. STARTED 8/31/2010. 0 HOUR WEEKLY, 0 DURING TRADING HOURS. NOT INVESTMENT RELATED. 04/2014 TO PRESENT - NON-VARIABLE INSURANCE - APPOINTED AGENT - 1 HOUR PER MONTH - 1 HOUR DURING TRADING HOURS - INVESTMENT RELATED 3. UNITED STATES ARMY RESERVE- LOS ALAMITOS, CA - 06/2006 TO PRESENT - Rank: Major Exercise Observer/Controller After Action Review Commentator/Reviewer -0 HOURS PER MONTH - 0 HOURS DURING TRADING HOURS - NOT INVESTMENT RELATED 4. KEMOSABE CONSULTING - LOS ANGELES, CA. OPERATIONAL AND PHYSICAL SECURITY CONSULTANT. STARTED 1/2013 TO PRESENT. 0 HOURS WEEKLY, 0 DURING TRADING HOURS. NOT INVESTMENT RELATED. SECURITY CONSULTANT. 5. Yalu River Partners LLC; investment related; 3435 Wilshire Blvd., #1100, Los Angeles, CA; Investment holding company; Managing Partner; 2012; 1 hours/month; 0 hours/trading day; Manage the accounting and distribution of the underlying assets. 6. Osher Korean BBQ Partners; investment related; 3435 Wilshire Blvd, #1100, Los Angeles, CA; investment holding company; Managing Partner; 1/2020; 1 hour/month; 0 hours/trading d; manage the accounting and distribution of the underlying assets. 7. Mainstream Capital Group - Not Investment Related - Managing Partner - Support Company - Personal Corporation- approx 1 hour a month not during market trading hours. 8. 11th Floor Holdings, LLC - Investment Related - Managing Partner - sourcing and selling suitable private investment offerings to qualified investors - appox 20 hours per month - mostly during market trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-26 |
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