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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-05-28
  • MA RA
    APPROVED
    Since 2026-05-28

Branch Locations

Swampscott, MA • United States

1000 Atrium Way, Suite 401, Mt. Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Mt. Laurel NJ 05/2026 Present
Global Atlantic Financial Company Simsbury CT 07/2014 02/2017
Forethought Distributors, Llc Simsbury CT 07/2014 02/2017
Advisory Group Equity Servies, Ltd. Woburn MA 08/2018 08/2019
Protein House Marlboro MA 02/2017 08/2018
Cetera Financial Specialists Llc Schaumburg IL 09/2020 04/2021
Cetera Investment Advisers Llc Schaumburg IL 09/2020 04/2021
Peacefiel Financial; Dba For Investment/Securities Business Quincy MA 09/2020 04/2021
Elite Consulting Partners Moorestown NJ 05/2021 08/2025
Seb Entertainment Swampscott MA 02/2017 Present
Balanced Security Planning, Inc. Newport Beach CA 07/2022 08/2025
Miramontes Capital, Llc Newport Beach CA 02/2024 08/2025
  • 05/2026 → Present
    Lpl Financial
    Mt. Laurel, NJ
  • 07/2014 → 02/2017
    Global Atlantic Financial Company
    Simsbury, CT
  • 07/2014 → 02/2017
    Forethought Distributors, Llc
    Simsbury, CT
  • 08/2018 → 08/2019
    Advisory Group Equity Servies, Ltd.
    Woburn, MA
  • 02/2017 → 08/2018
    Protein House
    Marlboro, MA
  • 09/2020 → 04/2021
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 09/2020 → 04/2021
    Schaumburg, IL
  • 09/2020 → 04/2021
    Peacefiel Financial; Dba For Investment/Securities Business
    Quincy, MA
  • 05/2021 → 08/2025
    Elite Consulting Partners
    Moorestown, NJ
  • 02/2017 → Present
    Seb Entertainment
    Swampscott, MA
  • 07/2022 → 08/2025
    Balanced Security Planning, Inc.
    Newport Beach, CA
  • 02/2024 → 08/2025
    Newport Beach, CA
Previous Registrations
Other Businesses

1. 05/2026 - SEB Entertainment LLC - Business Owner - Not Inv Related – 10 Hour(s)/Month – 0 Hour(s) During Trading – Swampscott MA 01907 – OBA Start Date: 08/01/2017 2. 05/2026 - Momentum Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 5/19/2026

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-19
S63 Uniform Securities Agent State Law Examination 1992-07-11
  • S65 Uniform Investment Adviser Law Examination
    2018-12-19
  • S63 Uniform Securities Agent State Law Examination
    1992-07-11
Other Names
  • Scott E Breault

View on SEC IAPD

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