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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-07-08
  • IL RA
    APPROVED
    Since 2026-07-08

Branch Locations

8301 W Lawrence Ave, Norridge, IL 60706-3129 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-02-01
  • IL RA
    APPROVED
    Since 2017-02-01

Branch Locations

Norridge 8301 W. Lawrence Ave, Norridge, IL 60706 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Glenview IL 09/2013 Present
The Huntington Investment Company Arlington Heights IL 02/2017 Present
Ameriprise Financial Services, Llc Norridge IL 06/2026 Present
Previous Registrations
  • 2013-09-18 → 2017-02-01
    Mount Prospect, IL
    Mount Prospect, IL
    Chicago, IL
    Norridge, IL
    Des Plaines, IL
    Glenview, IL
    Arlington Heights, IL
    Niles, IL
    Northbrook, IL
    Buffalo Grove, IL
    Glenview, IL
    Melrose Park, IL
    Glenview, IL
    Akron, OH
    Des Plaines, IL
    Des Plaines, IL
    Elmwood Park, IL
    Des Plaines, IL
    Chicago, IL
    Norridge, IL
  • 2012-07-17 → 2013-09-18
    Firstmerit Advisors, Inc.
    Glenview, IL
    Akron, OH
  • 2009-05-21 → 2012-07-10
    Chase Investment Services Corp.
    Bloomingdale, IL
    Lexington, KY
    Louisville, KY
    Bowling Green, KY
    Clarksville, IN
    Corydon, IN
    Louisville, KY
    Jeffersonville, IN
    Elizabethtown, KY
    Louisville, KY
    Elizabethtown, KY
    Sellersburg, IN
    Louisville, KY
    Owensboro, KY
    Louisville, KY
    Louisville, KY
    Radcliff, KY
    Scottsburg, IN
    Owensboro, KY
    Clarksville, IN
    Jeffersontown, KY
    Louisville, KY
    Jeffersonville, IN
    Louisville, KY
    Jeffersonville, IN
    Charlestown, IN
    Owensboro, KY
    New Albany, IN
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Owensboro, KY
    Floyds Knobs, IN
    Corydon, IN
    Louisville, KY
    Louisville, KY
    Owensboro, KY
    Louisville, KY
    New Albany, IN
    New Salisbury, IN
    Louisville, KY
    Louisville, KY
    Bellevue, KY
    Crescent Springs, KY
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Florence, KY
    Florence, KY
    Batavia, OH
    Bethel, OH
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Loveland, OH
    West Chester, OH
    Ft. Thomas, KY
    Cincinnati, OH
    Amelia, OH
    Milford, OH
    Milford, OH
    Cincinnati, OH
    Williamsburg, OH
    Loveland, OH
    Cincinnati, OH
    Burlington, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Lexington, KY
    Lexington, KY
    Louisville, KY
    Louisville, KY
    Lexington, KY
    Louisville, KY
    Shelbyville, KY
    Lexington, KY
    Louisville, KY
    Crestwood, KY
    Richmond, KY
    Nicholasville, KY
    Richmond, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Danville, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
  • 2005-07-06 → 2007-07-12
    Chase Investment Services Corp.
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
  • 2000-10-11 → 2005-07-06
    Banc One Securities Corporation
    Indianapolis, IN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-11-23
S66 Uniform Combined State Law Examination 2000-06-20
  • S63 Uniform Securities Agent State Law Examination
    2010-11-23
  • S66 Uniform Combined State Law Examination
    2000-06-20
Other Names
  • Dan Dopp

View on SEC IAPD

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