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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-07-08 |
Branch Locations
8301 W Lawrence Ave, Norridge, IL 60706-3129 • United States
41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-02-01 |
Branch Locations
Norridge 8301 W. Lawrence Ave, Norridge, IL 60706 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Glenview | IL | 09/2013 | Present |
| The Huntington Investment Company | Arlington Heights | IL | 02/2017 | Present |
| Ameriprise Financial Services, Llc | Norridge | IL | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-11-23 |
| S66 | Uniform Combined State Law Examination | 2000-06-20 |
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