Edward Devon Spaulding

Current Employers

Kcd Financial, Inc.

3061 Allied Street Suite B, Green Bay, WI 54304 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-06-07
KY	RA	APPROVED	2024-05-03
OH	RA	APPROVED	2024-04-12

FL RA
APPROVED

Since 2024-06-07
KY RA
APPROVED

Since 2024-05-03
OH RA
APPROVED

Since 2024-04-12

Branch Locations

Ponte Verda, FL • United States

3061 Allied Street Suite B, Green Bay, WI 54304 • USA

Ponte Verda, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pgim Investments,Llc	Cincinnati	OH	10/2004	Present
Prudential Investment Management Services Llc	Cincinnati	OH	11/2004	Present

10/2004 → Present

Pgim Investments,Llc

Cincinnati, OH
11/2004 → Present

Prudential Investment Management Services Llc

Cincinnati, OH

Previous Registrations

2005-01-11 → 2022-05-16

Pgim Investments Llc

Caryville, TN

Wilder, KY

Wilder, KY

Cincinnatie, OH
2000-05-09 → 2002-04-30

J. & W. Seligman & Co. Incorporated

New York, NY

Other Businesses

OWNER,SPAULDING GLOBAL LLC - REAL ESTATE HOLDING/PROPERTY MGMT. STARTED 4/2000. 1 HOUR/MONTH. ZERO HOURS DURING TRADING HOURS. LOCATION:DRIVE, WILDER, KY. NOCATEE FLORIDA SPLASH WATER PARK-NOT INVESTEMENT RELATED-FLEX STAFF BARTENDING/WORKING FOR MY DAUGHTER PART-TIME AS A BARTENDER. START 01/2026. 0 HOURS DURING REGULAR MARKET HOURS. 5 HOURS/MONTH DURING THE NON-MARKET HOURS.CLIENTS ARE POTENTIAL PROSPECTS FOR MY BUSINESS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-04-28
S65	Uniform Investment Adviser Law Examination	1992-08-06

S63 Uniform Securities Agent State Law Examination

2000-04-28
S65 Uniform Investment Adviser Law Examination

1992-08-06

Other Names

Ed Devon Spaulding

View on SEC IAPD