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Cory Charles Bringle

First Trust Advisors LP

North Liberty, IA

Wheaton, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2012-06-27
  • IL RA
    APPROVED
    Since 2012-06-27

Branch Locations

North Liberty, IA • United States

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios Lisle IL 08/2005 Present
  • 08/2005 → Present
    First Trust Portfolios
    Lisle, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-25
S63 Uniform Securities Agent State Law Examination 2005-09-30
  • S66 Uniform Combined State Law Examination
    2012-06-25
  • S63 Uniform Securities Agent State Law Examination
    2005-09-30

View on SEC IAPD

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