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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-12-12 |
| SC | RA | APPROVED | 2023-12-12 |
| VT | RA | APPROVED | 2023-12-12 |
| NY | RA | APPROVED | 2021-08-05 |
| TX | RA | APPROVED_RES | 2018-06-19 |
| UT | RA | APPROVED | 2018-02-07 |
| MA | RA | APPROVED | 2013-04-29 |
| FL | RA | APPROVED | 2013-04-24 |
| CT | RA | APPROVED | 2013-04-23 |
| DE | RA | APPROVED | 2013-04-23 |
| ME | RA | APPROVED | 2013-04-23 |
| NH | RA | APPROVED | 2013-04-23 |
| NJ | RA | APPROVED | 2013-04-23 |
| NC | RA | APPROVED | 2013-04-23 |
| PA | RA | APPROVED | 2013-04-23 |
| RI | RA | APPROVED | 2013-04-23 |
| VA | RA | APPROVED | 2013-04-23 |
Branch Locations
200 State Street, 10Th Floor, Boston, MA 02109 • United States
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Private Client Wealth Llc | Manchester | NH | 10/2012 | Present |
| Td Bank, N.A. | Manchester | NH | 10/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-14 |
| S65 | Uniform Investment Adviser Law Examination | 1992-10-23 |
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