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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-12-12
SC RA APPROVED 2023-12-12
VT RA APPROVED 2023-12-12
NY RA APPROVED 2021-08-05
TX RA APPROVED_RES 2018-06-19
UT RA APPROVED 2018-02-07
MA RA APPROVED 2013-04-29
FL RA APPROVED 2013-04-24
CT RA APPROVED 2013-04-23
DE RA APPROVED 2013-04-23
ME RA APPROVED 2013-04-23
NH RA APPROVED 2013-04-23
NJ RA APPROVED 2013-04-23
NC RA APPROVED 2013-04-23
PA RA APPROVED 2013-04-23
RI RA APPROVED 2013-04-23
VA RA APPROVED 2013-04-23
  • MD RA
    APPROVED
    Since 2023-12-12
  • SC RA
    APPROVED
    Since 2023-12-12
  • VT RA
    APPROVED
    Since 2023-12-12
  • NY RA
    APPROVED
    Since 2021-08-05
  • TX RA
    APPROVED_RES
    Since 2018-06-19
  • UT RA
    APPROVED
    Since 2018-02-07
  • MA RA
    APPROVED
    Since 2013-04-29
  • FL RA
    APPROVED
    Since 2013-04-24
  • CT RA
    APPROVED
    Since 2013-04-23
  • DE RA
    APPROVED
    Since 2013-04-23
  • ME RA
    APPROVED
    Since 2013-04-23
  • NH RA
    APPROVED
    Since 2013-04-23
  • NJ RA
    APPROVED
    Since 2013-04-23
  • NC RA
    APPROVED
    Since 2013-04-23
  • PA RA
    APPROVED
    Since 2013-04-23
  • RI RA
    APPROVED
    Since 2013-04-23
  • VA RA
    APPROVED
    Since 2013-04-23

Branch Locations

200 State Street, 10Th Floor, Boston, MA 02109 • United States

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Private Client Wealth Llc Manchester NH 10/2012 Present
Td Bank, N.A. Manchester NH 10/2012 Present
Previous Registrations
  • 2003-05-01 → 2006-02-13
    Truist Investment Services, Inc.
    Alexandria, VA
    Alexandria, VA
  • 2003-02-03 → 2003-05-02
    Banc Of America Investment Services, Inc.
    Mclean, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-28
S63 Uniform Securities Agent State Law Examination 2002-05-14
S65 Uniform Investment Adviser Law Examination 1992-10-23
  • S66 Uniform Combined State Law Examination
    2013-01-28
  • S63 Uniform Securities Agent State Law Examination
    2002-05-14
  • S65 Uniform Investment Adviser Law Examination
    1992-10-23
Other Names
  • Micheal Joseph Iacobucci

View on SEC IAPD

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