Faron Lee Alan Daugs

Current Employers

Employment History

• 03/2000 → 01/2017
  Lpl Financial Llc
  Libertyville, IL
• 03/2000 → Present
  Harrison Wallace Financial Group, Ltd.
  Libertyville, IL
• 01/2017 → 07/2023
  Cetera Advisor Networks, Llc
  El Segundo, CA
• 03/2014 → Present
  Cwm Llc
  Libertyville, IL

Previous Registrations

• 2000-03-15 → 2014-07-10
  Lpl Financial Llc
  Libertyville, IL
• 2002-07-29 → 2014-03-31
  Harrison Wallace Financial Group
  Libertyville, IL

Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 11/2016 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: LIFE AND LONG-TERM CARE NAME OF OTHER BUSINESS: REAL ESTATE INVESTMENT RELATED: NO ADDRESS: 5931 PINE STREET, NEW PORT RICHEY, FL 34652 NATURE OF BUSINESS: REAL ESTATE RENTAL START DATE: 11/2015 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: AN OUTSIDE MANAGEMENT COMPANY DOES ALL THE MAINTENANCE AND RENTS THE PROPERTY NAME OF OTHER BUSINESS: MAYER LEGACY LLC ; INVESTMENT RELATED: NO ; ADDRESS: 622 N. WATER ST SUITE 500, MILWAUKEE WI 53202 ; NATURE OF BUSINESS: LLC FOR FAMILY PROPERTY ; START DATE: 08/2012 POSITION/TITLE/RELATIONSHIP: MANAGER ; APX NUMBER OF HOURS PER WEEK: LESS THAN 10/ YEAR ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 10/ YEAR ; BRIEF DESCRIPTION OF DUTIES: WORK WITH TREASURER TO ENSURE TAXES ARE PAID AND HOUSE IS MAINTAINED ;

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-06-03
• S63 Uniform Securities Agent State Law Examination
  1991-09-13

Designations