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Steven Henry Busch

Everglades Resources, Inc.

Plantation, FL

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Current Employers
Everglades Resources, Inc.

Plantation, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2002-04-19
  • FL RA
    APPROVED
    Since 2002-04-19

Branch Locations

Plantation, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Everglades Resources Inc Plantation FL 04/1997 Present
Southpaw Investments, Llc Sunrise FL 01/2002 01/2018
Everglades Game Technologies Llc Plantation FL 04/2014 06/2018
  • 04/1997 → Present
    Plantation, FL
  • 01/2002 → 01/2018
    Southpaw Investments, Llc
    Sunrise, FL
  • 04/2014 → 06/2018
    Everglades Game Technologies Llc
    Plantation, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-09-18
S63 Uniform Securities Agent State Law Examination 1991-10-10
  • S65 Uniform Investment Adviser Law Examination
    2001-09-18
  • S63 Uniform Securities Agent State Law Examination
    1991-10-10

View on SEC IAPD

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