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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-02-18 |
| CA | RA | APPROVED | 2025-01-21 |
| TX | RA | APPROVED_RES | 2019-11-22 |
| MN | RA | APPROVED | 2013-11-14 |
Branch Locations
7500 Flying Cloud Dr. Ste 760, Eden Praire, MN 55344 • United States
Palm Springs, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2001 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2004 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2005 | Present |
1.SCOTT LEVERENZ, INDEPENDENT INSURANCE AGENT, 7500 FLYING CLOUD DRIVE, STE 760, EDEN PRAIRIE, MN, FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 5 HR/MO- 1 HR TRADING 2.THE SOCIETY FOR FINANCIAL AWARENESS, 3914 MURPHY CANYON RD, STE A125, SAN DIEGO, CA, 6/08/2016 AS NON-PROFIT MEMBER. NIR - 5 HR/WK - 5/TRADING. 3.RETIREMENT & 401(k) PLAN ADVISORS LLC, 7500 FLYING CLOUD DRIVE, STE 760, EDEN PRAIRIE, MN, 6/27/2011 AS OWNER OF LLC. INV REL - FINANCIAL PROFESSIONAL UTILIZING DBA NAME. 35 HR/WK - 35/TRADING. 4.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 2/2001 AS ADVISORY REP OF A RIA. INV REL - 29 HR/WK - 20/TRADING. 02/23/01 5.BOTTIN FAMILY PROPERTY LLC, 43628 Cnty Rd 1, Mountain Lake MN 56159, United States, 04/20/2023, Farm Ownership, Agriculture, NIR, 0 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-05 |
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