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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2021-07-14
FL RA APPROVED 2021-05-10
TX RA APPROVED_RES 2021-05-10
  • ME RA
    APPROVED
    Since 2021-07-14
  • FL RA
    APPROVED
    Since 2021-05-10
  • TX RA
    APPROVED_RES
    Since 2021-05-10

Branch Locations

Cape Neddick, ME • United States

350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Lauderdale FL 03/2009 05/2021
Bank Of America, N.A. Fort Lauderdale FL 12/2009 05/2021
Morgan Stanley Smith Barney Llc Fort Lauderdale FL 05/2021 Present
Morgan Stanley Private Bank, N.A New York NY 06/2021 Present
  • 03/2009 → 05/2021
    Fort Lauderdale, FL
  • 12/2009 → 05/2021
    Bank Of America, N.A.
    Fort Lauderdale, FL
  • 05/2021 → Present
    Morgan Stanley Smith Barney Llc
    Fort Lauderdale, FL
  • 06/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

*441431 - PETRA I; Investment related - Yes; Fort Lauderdale, Florida; Real Estate; Managing partner (proprietor, partner, officer, director, employee, trustee, agent); 06/2009; During business hours: 0; After business hours: 1; Part Owner I*96404 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ZNH, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: CAPE CORAL, FLORIDA 33904 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 8/16/2016 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: REAL ESTATE OWNERSHIP OF A CONVENIENT STORE GAS STATION. I*6218 For profit or not for profit: Name of outside business organization: NA Investment related: Address of business: Fort Lauderdale, Florida 33302 Nature of business: , Position, title, association: , Start date of relationship: 5/15/2018 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties: *441691- Rental Property; Investment related Yes; Fort Lauderdale, Florida; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 08/2009; During business hours: 1; After business hours: 0; Finance

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-07
S63 Uniform Securities Agent State Law Examination 1992-01-31
  • S65 Uniform Investment Adviser Law Examination
    1997-03-07
  • S63 Uniform Securities Agent State Law Examination
    1992-01-31
Other Names
  • Ziad E Habayeb

View on SEC IAPD

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