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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-08-12 |
| TX | RA | APPROVED_RES | 2022-08-10 |
| CT | RA | APPROVED | 2005-06-01 |
Branch Locations
500 Post Road East, Westport, CT 06880 • United States
Berlin, MD • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2005 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2005 | Present |
12/06/2006, MEMBER OF A LIMITED LIABILITY COMPANY, The CT Grp, LLC 500 Post Rd. East Westport, CT 06880, 0 hrs/month, $0 comp
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-28 |
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