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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED_RES | 2025-03-31 |
Branch Locations
100 New Millennium Way, Durham, NC 27709-8204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Charlotte | NC | 06/2014 | 04/2019 |
| The Prudential Insurance Company Of America | Charlotte | NC | 06/2014 | 04/2019 |
| Mutual Of Omaha Investor Services | Raleigh | NC | 05/2019 | 06/2021 |
| Mutual Of Omaha Insurance Company | Raleigh | NC | 05/2019 | 06/2021 |
| Mml Investors Services Llc | Raleigh | NC | 07/2021 | 10/2021 |
| Massmutual Life Insurance Co | Raleigh | NC | 06/2021 | 10/2021 |
| Fidelity Investments | Durham | NC | 10/2021 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-27 |
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