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Jeffrey Paul Needham

Hsbc Securities (Usa) Inc.

Beverly Hills, CA

New York, NY

San Francisco, CA

Clayton, CA

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-18
  • CA RA
    APPROVED
    Since 2023-07-18

Branch Locations

445 North Bedford Drive 3Rd Floor, Beverly Hills, CA 90210 • United States

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

One Embarcadero Center 34Th Floor, San Francisco, CA 94111 • United States

Clayton, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. San Francisco CA 08/2016 03/2018
Hsbc Securities (Usa) Inc. San Francisco CA 03/2018 10/2022
Hsbc Bank Usa, N.A. San Francisco CA 03/2018 Present
Hsbc Securities (Usa) Inc. San Francisco CA 07/2023 Present
Previous Registrations
  • 2013-12-27 → 2022-10-18
    Hsbc Securities (Usa) Inc.
    New York, NY
    New York City, NY
    New York, NY
    San Francisco, CA
    San Francisco, CA
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-26
S63 Uniform Securities Agent State Law Examination 2012-02-18
  • S66 Uniform Combined State Law Examination
    2013-12-26
  • S63 Uniform Securities Agent State Law Examination
    2012-02-18
Other Names
  • Jeffrey P Needham

View on SEC IAPD

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