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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-22 |
| TX | RA | APPROVED | 2021-07-22 |
Branch Locations
1551 N Tustin Ave Ste 100, Santa Ana, CA 92705 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Irvine | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Irvine | CA | 11/2016 | 07/2021 |
| Wells Fargo Advisors Financial Network, Llc | Irvine | CA | 07/2021 | Present |
KANEGAE WEALTH MANAGEMENT, INV RELATED, TUSTIN, CA, 100% OWNERSHIP, START: 1/1/2021, 1 HR/MONTH, 1 HR DURING TRADING, FINET PRACTICE.; TRUSTEE FOR KANEGAE WEALTH MANAGEMENT 401K, INV RELATED, TUSTIN, CA, START: 1/1/2021, 1 HR/MONTH, 1 HR DURING TRADING, FINET PRACTICE 401K. KELM LLC; INV. RELATED; TUSTIN, CA; 25% OWNERSHIP; FINET PARTNERSHIP; START DATE 10/1/2023; 1 HR PER MONTH; 1 HR DURING TRADING; DUTIES: FINET PARTNERSHIP.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-19 |
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