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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-08-28 |
| TX | RA | APPROVED | 2022-07-29 |
Branch Locations
500 Post Road East 3Rd Floor, Westport, CT 06880 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Westport | CT | 03/2012 | 07/2022 |
| Morgan Stanley Smith Barney Llc | Westport | CT | 07/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 08/2022 | Present |
*535115 - Trust; Investment related: Yes; ridgefield, Connecticut; Trust; Trustee/Co-Trustee; 09/2022; During business hours: 1; After business hours: 0;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-17 |
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