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Tiffani N Lee-Kumabe

Ubs Financial Services Inc.

Seattle, WA

Seattle, WA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-30
WA RA APPROVED 2022-09-30
  • TX RA
    APPROVED
    Since 2022-09-30
  • WA RA
    APPROVED
    Since 2022-09-30

Branch Locations

Seattle, WA • United States

925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Seattle WA 06/2009 09/2022
Morgan Stanley Private Bank, National Association New York NY 01/2015 09/2022
Ubs Financial Services Seattle WA 09/2022 Present
  • 06/2009 → 09/2022
    Morgan Stanley
    Seattle, WA
  • 01/2015 → 09/2022
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 09/2022 → Present
    Ubs Financial Services
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-27
  • S66 Uniform Combined State Law Examination
    2009-10-27
Other Names
  • Tiffani N Lee

View on SEC IAPD

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