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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-05-26 |
| CT | RA | APPROVED | 2021-03-12 |
| NJ | RA | APPROVED | 2021-03-12 |
| TX | RA | APPROVED_RES | 2021-03-12 |
Branch Locations
200 Market Street Suite 203, Montvale, NJ 07645 • United States
Tampa, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Pearl River | NY | 05/2012 | 03/2021 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 03/2021 |
| Janney Montgomery Scott Llc | Upper Saddle River | NJ | 03/2021 | Present |
1) Park Ridge Rotary, Park Ridge, New Jersey; Not Investment Related; Nature: Philanthropic community based organization; Title/Position: President/Board Member; Duties: run board meetings, charity events; Devotes 2-hours/month; Not compensated. 2) Montvale Chamber of Commerce, Montvale, NJ; Not Investment Related; Nature: Community and Business Organization; Title/Position: Co-President; Duties: Work with the business community on networking, philanthropic needs; Devotes 5 hrs./mo.; Not compensated.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-04 |
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