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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-02-03 |
| MI | RA | APPROVED | 2018-09-06 |
Branch Locations
7900 Kirkland Ct., Portage, MI 49024 • United States
Kalamazoo, MI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Lawton | MI | 08/2000 | 08/2018 |
| First Allied Securities, Inc | San Diego | CA | 11/2014 | 08/2018 |
| First Allied Advisory Services, Inc | Chesterfield | MO | 11/2014 | 08/2018 |
| Lpl Financial Llc | Mattawan | MI | 08/2018 | Present |
1)08/29/2018 - Non-Variable Insurance - MICHAEL WALTERS - 1% - INVESTMENT RELATED - MATTAWAN, MI 49065 2)08/29/2018 - DBA for LPL Business (entity for LPL business) - Comprehensive Investment Services - 100% - INVESTMENT RELATED - MATTAWAN, MI 49071 3)08/29/2018 - DBA for LPL Business (entity for LPL business) - Walters Wealth Advisors - 100% - INVESTMENT RELATED - MATTAWAN, MI 49071 4)12/28/2021 - Michael Walters - Investment Related - 7900 Kirkland Court Portage, MI 49024 - Non-Variable Insurance - Agent - Start Date: 01/01/2020 - 1 Hour Per Month/1 Hour During Securities Trading. 5) 01/07/2022 - Stocks & Blondes LLC - Investment Related - 800 Whitwan St. Joseph MI 49085 - Other-Boat Rental - Start Date: 10/01/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Boat and Condo Rental.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-10 |
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