Steven Vaughn Pipkin

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-01-19

TX RA
APPROVED

Since 2024-01-19

Branch Locations

Liberty Hill, TX • United States

13785 Research Blvd Suite 125, Austin, TX 78750-1873 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self Employed	Cedar Park	TX	12/1986	Present
U.S. Air Force Reserve	Austin	TX	02/1987	11/2021
Fortis Investors, Inc.	Cedar Park	TX	08/1991	Present
Osaic Wealth, Inc.	Austin	TX	01/2024	Present

12/1986 → Present

Self Employed

Cedar Park, TX
02/1987 → 11/2021

U.S. Air Force Reserve

Austin, TX
08/1991 → Present

Fortis Investors, Inc.

Cedar Park, TX
01/2024 → Present

Osaic Wealth, Inc.

Austin, TX

Previous Registrations

1992-05-01 → 2024-01-19

Woodbury Financial Services, Inc.

Austin, TX

Austin, TX

Austin, TX

Other Businesses

PIPKIN & PIPKIN, INC. POSITION: President NATURE: S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 01/01/1987 ADDRESS: 200 Hobby Horse, Liberty Hill TX 78642, United States DESCRIPTION: Sales and service of group and individual life and health insurance plans.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-11-09
S63	Uniform Securities Agent State Law Examination	1992-04-27

S65 Uniform Investment Adviser Law Examination

1999-11-09
S63 Uniform Securities Agent State Law Examination

1992-04-27

Other Names

Steven V Pipkin

View on SEC IAPD